Date: 04/15/2015

Final
BILL SUMMARY for SB15-104

HOUSE COMMITTEE ON FINANCE

Votes: View--> Action Taken:
Refer Senate Bill 15-104 to the Committee of the WPASS



04:17 PM -- SB15-104

Representative Lee, sponsor, introduced Senate Bill 15-104. The bill implements the recommendations from the 2014 sunset review for the Division of Securities conducted by the Department of Regulatory Agencies. The recommendations include:

• continuing the Division of Securities from July 1, 2015, until September 1, 2026, following a sunset
review;
• repealing the $25 license fee cap for sales representatives and investment advisor representatives; and
• making technical changes to conform with federal law, current practices, conventions, and technology.
BILL:SB15-104
TIME: 04:20:44 PM
MOVED:Court
MOTION:Refer Senate Bill 15-104 to the Committee of the Whole. The motion passed on a vote of 10-1.
SECONDED:Conti
VOTE
Becker K.
Yes
Conti
Yes
Garnett
Yes
Kagan
Yes
Priola
Yes
Roupe
Yes
Ryden
Yes
Van Winkle
No
Wilson
Yes
Foote
Yes
Court
Yes
Final YES: 10 NO: 1 EXC: 0 ABS: 0 FINAL ACTION: PASS