Date: 03/22/2012

Final
Presentation by Allan Roth

HOUSE COMMITTEE ON ECONOMIC AND BUSINESS DEVELOPMENT

Votes: View--> Action Taken:
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01:44 PM -- Presentation by Allan Roth

Allan Roth, a financial planner, introduced himself and distributed his presentation (Attachment A). He discussed practices done by financial planners. He explained that many financial planners are free of almost all regulatory oversight in Colorado.

120322 AttachA.pdf

01:56 PM

Mr. Roth responded to questions from the committee regarding laws that have been aimed at preventing false advertising. Representative Holbert talked about regulation versus aggressive enforcement.