Date: 03/22/2012
Final
Presentation by Allan Roth
HOUSE COMMITTEE ON ECONOMIC AND BUSINESS DEVELOPMENT
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01:44 PM -- Presentation by Allan Roth
Allan Roth, a financial planner, introduced himself and distributed his presentation (Attachment A). He discussed practices done by financial planners. He explained that many financial planners are free of almost all regulatory oversight in Colorado.
01:56 PM
Mr. Roth responded to questions from the committee regarding laws that have been aimed at preventing false advertising. Representative Holbert talked about regulation versus aggressive enforcement.